THE ABDUCTION OF MODERNITY
By
Henry C K Liu
Part I: The race toward barbarism
Part II: That old time religion
Part III: Rule of law vs Confucianism
Part IV: Taoism and modernity
Part V: The Enlightenment and modernity
Part VIa: Imperialism as modernity
This
article appeared in AToL
on October 10, 2003
Imperialism is the extension of rule or dominance
by one people over another. Ancient imperialism reached its climax
under the Roman Empire, which collapsed in the West after two centuries
of Pax Romana, and withered away finally in the East in the
late Middle Ages with the collapse of the Byzantine Empire in 1453. The
fall of Constantinople in 1453 to the Ottoman Sultan Mohammad II is
viewed by some historians as the beginning of the modern age.
Thereafter, imperialism subsided. Subsequently, the Holy Roman Empire
and Ottoman Dominion emerged as confederations of princely states of
high degrees of autonomy rather than imposed imperial rule.
A new imperialism was reborn in the West with the rise of commercial
capitalism in the 17th century in which external trade became
indispensable to the growth of domestic economies. Under commercial
capitalism, capital was primarily employed to finance inventory and
logistics, not manufacturing. Commercial capitalism was a
socio-economic system characterized by private ownership of the means
of distribution, not necessarily of production, operating for private
profit through the institutions of private bank credit and linked
distant markets. The rise of industrial capitalism dated from the
Industrial Revolution of the 18th century with the private ownership of
the means of production and imposed distant markets. Nineteen-century
imperialism was an extension of industrial capitalism. Neo-imperialism
of the post-Cold War era is an extension of finance capitalism, in
which the global manipulation of finance dominates all else. Though the
specific characters of capitalism have changed over the ages, the
fundamental essence of capitalism is not a product of modernity.
Neither is imperialism, the political extension of capitalism.
Protestantism, particularly Calvinism, provided the spiritual
foundation for the spread of industrial capitalism. Calvinism, being
critical of human nature, believes that God's grace is bestowed on only
a few elected godly individuals as predestination. A believer can
instill in his/her own consciousness an awareness of being among the
pre-selected saved, as God's chosen few, if throughout all trials and
temptations, he/she persists in a saintly life. Predestination thus
becomes a challenge to exert unrelenting human effort with burning
religious conviction and to undertake a mission to do the battle of
God, rejecting pessimism and resignation.
Predestination has its parallel in Chinese Buddhism. Looking for a
politically correct Buddhist theologian, Li Shimin, a Taoist and the
Genesis Emperor (Taizong) of the Tang Dynasty, found him in the person
of Xuanzang (605-661), an eminent pilgrim seng (Buddhist monk).
With imperial sponsorship, Xuanzang would in his life be the prodigious
translator of Yogacara-bhumi, a treatise of the Yogacara school
of Indian Mahayana Buddhism (Dasheng, meaning "major vehicle"), and
establish a new denomination that would call itself the Faxiang sect
(Methodist Divination).
Compared with the merciful theology of universal salvation in Chinese
Mahayana Buddhism set by the widely recognized Tiantai sect (Heaven
Platform), the Faxiang sect founded by Xuanzang is an anomaly in the
development of Buddhist thought in China. After its initial flowering,
it faded quickly after the withdrawal of imperial sponsorship, when
subsequent sovereigns supported their own separate religious sects.
Xuanzang, brought up as an ecclesiastic apprentice since birth, was
ordained as a seng at an early age in Chengdu in the western
province of Sichuan. Chengdu is 1,200 kilometers east of Lhasa in
Xizang (Tibet), which in turn is separated by the impassable Himalayas
from Xiyu (Western District, a term Tang geographers used to include
the northern regions of India, referred to as Tianshu). Like all devout
and zealous sengs of his day, Xuanzang in his youth longed for
an opportunity to go to Xiyu, birthplace of Buddhism, to seek true
scripture as well as for personal enlightenment. Northern India was
considered the holy land of Buddhism, known by Buddhists in Tang China
as Bei Tianshu. Bei Tianshu was part of Xiyu, a general term for all
regions south and west of Dunhuang, a famous site of Buddhist grotto
temples in the northwestern province of Kansu, on the far western
border of the Tang Empire where the southern branch of the Silk Route
toward India began.
India was known as Shendu in China during the Han Dynasty (206 BC-AD
220), possibly a Chinese translation of the Sanskrit word Hindu.
It was also known as Land of Poluomen, derived from the Sanskrit word Brahman.
Modern Chinese refers to India as Yindu, a modification of Hindu.
During the Tang time (618-907) it was referred to as Tianshu, a land
with five separate independent kingdoms.
Young Xuanzang applied for official permission to make a pilgrimage, as
required by law. But permission was denied as part of a general Taoist
Tang imperial policy that discouraged further Buddhist pilgrimage.
Undaunted, Xuanzang went surreptitiously on his own accord. In his
extensive pilgrimage, Xuanzang was aided by many pious local Buddhist
lords and officials who passively opposed Taoist imperial anti-Buddhist
policies, paying only lip service to the thin authority of the Tang
court in religious matters.
In the Tang time, the journey from China to Xiyu was circuitous and
difficult, having to cross the Tarim Basin desert, passing Samarkand in
Turkistan and Kabul in Afghanistan, and through Kashmir to reach
northern India. Direct access through Xizang (Tibet) was physically
hazardous because of the forbidding height of the Himalaya mountain
ranges that separate China and India. It was also politically
treacherous because of the relentless hostility of the Tufans
(Tibetans), one of several branches of the Western Rong Barbarians
known as Xiqiang.
Nevertheless, Xuanzang managed to arrive in northern India with a small
entourage of faithful servants who were social outcasts back home. He
traveled to the southern tip of the Indian subcontinent via the east
coast and returned north via the west coast. In India, Xuanzang spent
almost 15 years studying, five of which at Nalanda, an important center
of Buddhism in northeastern India, with the brilliant but highly
unorthodox elder, Silabhadra. A relatively minor figure in the Yogacara
school of Indian Mahayana Buddhism (Dasheng), Silabhadra was not
particularly known for having represented faithfully the teachings of
Vasubandhu, the recognized authoritative Yogacara philosopher.
The most crucial aspect of Silabhadra's heretical offshoot theology is
the assertion that only some select persons would reach eventual
enlightenment, and, in fact, there is a whole category of people for
whom attainment to Buddhahood is impossible. Furthermore, through no
fault of their own, these unfortunate souls inherently lack untainted
seeds, and hence are eternally excluded from salvation. The best that
such pathetic souls in this unfortunate category of deficient people
could hope for would be continuing cycles of ameliorative rebirth,
which fortunately could still be achieved through the accumulation of
spiritual merits.
This unorthodox and unmerciful idea of predestination was brought back
to China by Xuanzang in the 7th century. Unlike Calvinism in the West,
Xuanzang's Faxiang sect did not flourish in China. Taoists challenge
Buddhist precepts with obvious demographic evidence on the discrepancy
between the spread of Buddhism and the persistent increase of misery in
the world's growing population. Buddhism, of course, has never proposed
any program for elimination of secular misery. It merely promises to
make such misery less painful spiritually. To the enlightened Buddhist,
both extreme wealth and extreme poverty are curses.
Gunnar Myrdal (1898-1984), a Swedish sociologist-economist born 12
centuries after Xuanzang, in his 1944 definitive study The American
Dilemma, for which he received the 1974 Nobel Prize for Economics,
having declared the "Negro" problem in the United States to be
inextricably entwined with the democratic functioning of American
society, went on to produce a 1976 study of Southeast Asia, The
Asian Dilemma. In it, he identified Buddhist acceptance of
suffering as the prime cause for economic underdevelopment in the
region. Myrdal's conclusion appears valid superficially, given the
coincident of indisputable existence of conditions of poverty in the
region at the time of his study and the pervasive influence of Buddhism
in Southeast Asian culture, until the question is asked as to why,
whereas Buddhism has prevailed in Southeast Asia for more than a
millennium, pervasive poverty in the region would only make its
appearance after the arrival of Western imperialism in the 19th
century. It could be that Myrdal had been influenced in his convenient
conclusion by his eagerness to deflect responsibility for the sorry
state of affairs in the region from the legacy of Western imperialism.
In contrast to Lutherans, who glorify the state as the sole legitimate
expeditor of revolutionary ideology, Calvinists reject the
subordination of church to state and embrace the holy mission to
Christianize the state. Calvinism rejects democracy with its elitist
outlook. While the ideas of Calvinism were central to the rise of
capitalism, these ideas fostered in early capitalism a mission to
create a religious community that celebrated ascetic living for all,
devoid of greed and the exploitative elements that permeate modern
capitalism. Calvinists were called Puritans first in England and later
in America.
The economic dimensions of Protestantism - acquisitiveness,
aggressiveness, competitiveness and capitalistic exploitation -
legitimized by religious righteousness, dismantled the self-restraint
on individualism and greed that early Christianity tried to foster and
medieval Christianity tried to institutionalize. Protestantism plunged
the world into centuries of disharmony, war and conflict in the name of
modernity.
The Arabs, a people generally defined by a common Arabic language,
awakened with the new faith of Islam by Mohammed (died 632), took
control of Syria, Mesopotamia, Persia and Egypt in 640, took Roman
Africa in 700 and reached Spain in 711, where they overthrew the
Germanic kingdom set up by the West Goths. The Arab realm then stood as
the advanced third component of a triangulated non-Asian world culture
of Byzantines, Arabs and the collapsed Roman West. The latter had been
overran by uncouth Germanic tribes who had yet to develop written
languages and who settled disputes with trials by battle, known as
ordeals. Europe was in what historians call the Dark Ages. In the
aftermath of the fall of the Western Roman Empire, with Pax Romana in
ruins, while the Eastern Roman emperors, ruling from Constantinople,
kept a dim light of Roman civilization burning, in the West that light
flickered and went out except in the network of fortified monasteries
that rejected the barbaric society at large.
From 800 to 1500, during the European Dark Ages, significant advances
in philosophy, literature and poetry and discoveries in mathematics,
medicine, astronomy and science were made by scholars in the Arab
world. During this period of seven centuries, almost all scientific
texts were written in Arabic, and the discoveries of Arab thinkers of
this period laid the very foundations from which both Scholasticism and
the Renaissance would emerge. Advances in mathematics as well as
scientific methods of detailed and systematic observation of nature in
this period by Arabs contributed to the later intellectual growth that
propelled the Western world through the Industrial and Scientific
revolutions. In learning, the Arabs preserved Greek civilization
neglected by the Western barbarians. William Shakespeare, in Julius
Caesar, has Casca reporting to Brutus on Cicero, who spoke in
Greek: "Those that understood him smiled at one another and shook their
heads; but for mine own part, it was Greek to me." The year before
(1600), another Elizabethan playwright, Thomas Dekker, wrote: "I'll be
sworn he knows not so much as one character of the tongue. Why, then
it's Greek to him." The phrase came from a medieval Latin proverb, "Graecum
est; non potest legi" (It is Greek; it cannot be read). The Spanish
version of this proverb is "hablar en griego", which is
commonly said to be the origin of the word gringo, one who is
literally accused of speaking Greek, and hence being unintelligible.
The Arabs went beyond what the ancient Greeks had achieved. They
invented Arabic numerals, the concept of zero (Arabic sifr),
and algebra (al-jebr-jabara), on which modern mathematics and
science flowered. Roman numerals, in their cumbersome form, would have
never led to the development of advanced mathematics. Some other
English words of Arabic origin are "admiral" (amir-al-bahr),
"adobe" (al-toba), "alchemy" (al-kimia), "alcohol" (al-kohl),
"algorithm" (al-Khowarazmi), "alkali" (al-qaliy),
"almanac" (Andalucian Arabic al-manakh),
"amber" ('anbar), "antimony" (al-ithmid), "apricot" (al-burquq),
"arsenal" (dar assina'ah), "artichoke" (al-kharshuf),
"assassin" (h'ashshashin), "azure" (al-lazward),
"caliber" (qalib), "checkmate" (shah mat), cipher (sifr),
"cork" (qurq), "cotton" (qutn),
"crimson" (qirmazi), "elixir" (al-iksir), "jar" (jarrah),
"jasmine" (yasmin), "lilac" (lilak), "lemon" (laymun),
"lime" (limah), "lute" (al-'ud), "magazine" (makhazin),
"mask" (maskhara), "mattress" (matrah), "mohair" (mukhayyar),
"monsoon" (mausim), "nadir" (nadir), "orange" (naranj),
"safari" (safariy), "saffron" (za'faran), "sofa" (suffah),
"sugar" (sukkar), "syrup" (sharab), "tariff" (tarif),
"tarragon" (tarkhun), and "zenith" (samt). Yet for all
its cultural achievements, the Arabs, not unlike the Germans until the
19th century, were prevented by their tribal culture from developing a
unified central political entity.
By the mid-16th century, the Holy Roman Empire under the Hapsburgs took
on the characteristics of a universal monarchy in parallel to the Roman
Church's claim of catholic religion. France, a Catholic nation in good
standing, to contain the Hapsburgs' expanding control of Spain, the
Netherlands, Germany, Austria, Italy and Greece, allied itself with the
rebelling Protestant German states and even the "infidel" Ottoman
Empire against the Hapsburg Holy Roman emperors.
The Ottomans developed one of the greatest and most influential
civilizations in history. Their moment of glory in the 16th century
represented one of the heights of human creativity, optimism and
artistic achievement, weaving the diverse strands of several cultures,
from Greek to Romanesque to Arabic to Anatolian, into an Ottoman
civilization under the spiritual unity of Islam. Their system of rule,
a form of dominion of diverse ethnicities, religions and cultures,
misnamed "empire" by the West, was the largest and most influential of
the Muslim world, and their culture and military expansion crossed over
into Europe. There was no wholesale compulsory conversion of Christians
or Jews into Muslims. Christians under Ottoman rule fared better than
Muslims did under Christendom, or Moors in Spain, or Protestants in
France or Catholics in England and Ireland. The Ottoman Dominion, which
by 1650 extended from the Hungarian plains and the southern Russian
steppes as far as Algeria, the upper Nile and the Persian Gulf, lasted
until the 20th century, ending with the secularization of a Westernized
Turkey after World War I along a European model of government.
By 1400, the Ottomans had extended their control over much of Anatolia
and into Byzantine territory in Eastern Europe: Macedonia and Bulgaria.
In 1402, the Ottomans moved their capital to Edirne in southeastern
Europe, where they threatened the last great bastion of the Byzantine
Empire, its capital, Constantinople. In 1453, Sultan Mehmed (1451-81),
who was called "The Conqueror". took this one last remnant of Byzantium
and renamed it Istanbul. From that point onward, the capital of the
Ottoman Dominion would remain in Istanbul and, under the patronage of
the Ottoman sultans, would become one of the richest and most cultured
cities in history.
Ottoman rule expanded greatly under Sultan Selim I (1512-20). Under
Sultan Suleyman (1520-66), called "The Lawmaker" in Islamic history and
"The Magnificent" in Europe, the rule reached its greatest expansion
over Asia and Europe. The Ottomans inherited a rich mixture of cultural
traditions and political structure from disparate civilizations and
ethnic groups - Turks, Arabs, Persians, Mongols and Mesopotamian -
unified by Islam. The Ottoman state, like other states in the region
and, in similar ways, like the Chinese state and the European New
Monarchs, rested on a principle of absolute authority of the monarch.
The nature of Ottoman autocracy, however, has been fundamentally
misunderstood and misinterpreted with prejudice in the West.
The central function of the ruler, or sultan, in Ottoman political
theory was to guarantee justice ('adale in Arabic) in the
Dominion. All authority hinges on the ruler's personal commitment to
justice. This idea has Turco-Persian, Arabic and Islamic aspects. In
Islamic political theory, the model of a just ruler was Solomon in
Hebrew history (Suleyman was named after Solomon). The justice
represented by the Solomonic ruler is a distributive justice; this is a
justice of fairness and equity. In addition, 'adale has
Turco-Persian-Arabic coordinates. In this tradition, 'adale
starts with the protection of the helpless from the rapacity of corrupt
and predatory forces in society and government.
In this sense, justice involves protecting the lowest members of
society, the peasantry, from predatory exploitation, unfair taxation,
corrupt magistracy, and inequitable courts. This, in Ottoman political
theory, was the primary task of the sultan, who personally protected
his people from the excesses of society and government, corruption of
local officials and abuse from the privileged classes. It is the
equivalent of the Chinese Confucian concept of a Mandate of Heaven to
rule, which is based on an obligation to protect the welfare of the
people. The ruler could only guarantee this justice if he had absolute
power, lest he should be restricted by a structural balance of power
and so subject to corruption by special-interest groups. The cooptation
of government by special-interest groups is the gravest weakness of
Western representative democracy. Alexis de Tocqueville (1805-59)
predicted accurately that equality in early US society would eventually
be endangered by the domination of its political system by a new
industrial/financial class.
Absolute authority was justified in building a just and virtuous
government and an equitable system of law rather than elevating the
ruler above the law, as Europeans generally misinterpreted the
sultanate by mislabeling it as despotism. This predestination of the
sultanate has commonality in principle with the predestination of
Calvinism. It parallels the rationale of European absolute monarchy,
the authority of the king resting on his divine duty to protect the
peasants from aristocratic abuse. The concept of virtue as a foundation
of temporal power was operative in medieval Europe. During the French
Revolution, the controversial Maximilian Robespierre believed in the
dictatorship of "virtue" in a political order. Both Montesquieu and
Jean-Jacques Rousseau held that good governance rests on "virtue" - the
unselfish public spirit and civic zeal exemplified by personal
uprightness and purity of both the governor and the governed. The
Confucian theory of a Mandate of Heaven to rule is based on the concept
of virtue. The Western democracies, with their abduction of the concept
of modernity, are not detached from this timeless notion of good
governance, as expressed in the doctrine of sovereignty.
Jean Bodin (1530-96), the first to develop the theory of sovereignty in
the West, held that in every society there must be one power with the
legitimate authority to give law to all others. The Edict of Nantes
issued by Henry IV in 1598 was a sovereign edict to protect a Huguenot
(French Calvinist) minority, composed mostly of members of the
aristocracy, against popular opposition from the Catholic peasants. The
Edict led to the assassination of the king by a Catholic fanatic in
1610. The widowed queen, Marie de Medicis, handed control of France to
Cardinal Richelieu, who undertook a secular policy to enhance the
economic interest of the state with mercantilist measures, by allowing
the aristocracy to engage in maritime trade without loss of noble
status, and making it possible for merchants to become nobles by
payments to the royal exchequer. This provided a political union of the
aristocracy and the bourgeois elite that held the nation together until
the French Revolution. In 1627, the Duke of Rohan led a Huguenot
rebellion from La Rochelle with English military support. Richelieu
suppressed the rebellion ruthlessly and modified the Edict of Nantes
with the Peace of Alais in 1629, by allowing the Huguenots to keep
their religion but stripping them of their instruments of political
power: their fortified cities, their Protestant armies and all their
military and territorial autonomy and rights.
The Age of New Monarchy in Europe laid the foundation for the Age of
Nation States by placing royal authority above feudal rights, a
development that began in the High Middle Ages. The new monarchs
offered the institution of monarchy as a guarantor of law and order and
promoted hereditary monarchy as the legitimate means of transferring
public power. Monarchism was supported by the urban bourgeoisie, as
they had long been victimized by the private wars and marauding
excesses of the feudal lords. The bourgeoisie was willing to pay taxes
directly to the king in return for peace and protection from
aristocratic abuse. Its members were willing to let parliament, the
stronghold of the aristocracy, be dominated by the king. The direct
collection of popular taxes by the king, bypassing the feudal lords,
gave the king the necessary resources to maintain a standing army to
keep the feudal lords in check. These new monarchs revived Roman law,
which favors the state and incorporates the will and welfare of the
people in their own persons.
The new monarchies, by breaking down feudal tariff barriers within the
kingdom, contributed to the rise of the commercial revolution and the
development of extended cross-border markets. In the rise of
capitalism, the needs of the military had been (and still are) of
critical importance. The standing national armies of the new monarchs
required sudden expenditures in times of war that the normal flow of
tax revenue could not meet. Private bankers emerged to finance wars by
lending the kings money secured by the future collection of taxes from
conquered lands. The medieval prohibition of interest as usury,
denounced as the sin of avarice and forbidden by canon law, continued
to be upheld by all religions. Luther denounced "Fruggerism" in
reference to the bankers of the Holy Roman Empire. Even Calvinism only
gradually made allowances on the issue of interest. The new monarchies,
caught between fixed income and mounting expenses, were forced to
devalue their money by diluting its gold content. They began to borrow
from private banks to deal with recurring monetary crises. The monetary
crises led to constitutional crises that produced absolute monarchies
in Europe and the triumph of bourgeois parliamentarianism in England.
The Bank of Amsterdam, established in 1609, issued gold florins of
known and fixed purity, which quickly assumed the status of
international reserve currency for financing trade and wars, making
Amsterdam an international finance center until the fall of Napoleon
Bonaparte. The arrival of vast amounts of gold into Spain from its
American colonies in the 17th century greatly increased the European
specie money supply that fueled the growth of Europe and caused a wave
of gold inflation that had economic and constitutional consequences.
European rulers became hard-pressed for money, and needed more as their
currencies fell in value.
Their common desire to force gold and silver to flow into their
separate kingdoms found expression in mercantilism which involved
"putting the poor to work", as the English put it, to reap the full
benefit of industrialization. Mercantilism became in the economic
sphere what nation-building of the new monarchies was in the political.
Industrial policies nurtured new industries within every kingdom. A
silk industry was brought from Italy to France under royal protection.
The migration of skilled Flemish weavers to England was induced and
supervised by the Crown to turn England from a producer of raw wool to
an exporter of finished woolens. The king even authorized the abduction
of two youths who knew advanced dyeing arts from faraway Ottoman
regions. France signed treaties with the Ottoman rulers in 1535 to
grant French merchants special privileges, including
extraterritoriality, called capitulations, in the Ottoman Dominion. A
capitulation treaty with England was signed in 1579, the Netherlands in
1598, Russia in 1768, Austria in 1780 and finally with Italy and
Germany in the 19th century.
The Peace of Westphalia of 1648 that ended the Thirty Years' War
blocked the Counter-Reformation, contained expanding Hapsburg supremacy
and forestalled German unification for two centuries. It also heralded
the age of sovereign states in Europe in a Staatensystem held
together by the doctrine of balance of power. It arrested aspiration
for a universal state in Europe until the formation of the European
Union four centuries later. It also formally recognized Calvinism. Out
of the peace rose Le Grand Monarque in the person of the Sun
King, Louis XIV of France. Crowned at the age of five, assuming control
of government at the age of 23, and reigning for 72 years until his
death in 1715, Louis XIV ruled longer than any other monarch in modern
history. France rose to challenge the universal monarchy status of the
Holy Roman Empire of the Hapsburgs. Europe as a whole, stabilized by
the balance of power of the Peace of Westphalia, was able to focus on
expansion beyond Europe.
Balance of power in geopolitics refers to the orchestration of an
international equilibrium of state power. If one power predominates, as
the Holy Roman Empire did in the 16th century, other states may form a
coalition to counterweigh it. Or, if a state is a virtually necessary
member of a coalition, more needed by its allies than it is in need of
them, it may be said to hold the balance, or if a state belong to no
coalition at all, but its intervention on one side or the other would
be decisive in tilting the balance. The general rule of "the enemy of
my enemy is my friend" governs the game of balance of power. Ideology
takes a back seat in international balance-of-power geopolitics.
Suleyman became a major player in 16th-century European
balance-of-power geopolitics by pursuing an aggressive policy toward
European destabilization, in reaction to European expansionism. In
particular, he aimed to destabilize both the Roman Catholic Church and
the Holy Roman Empire and to contain their parallel expansion. When
Christianity split Europe into Catholic and Protestant states, Suleyman
poured financial support into Protestant countries in order to
guarantee that Europe remain religiously and politically divided. Some
historians argue that Protestantism would never have succeeded except
for the financial support of the Ottomans (S A Fisher-Galati: Ottoman
Imperialism and German Protestantism, 1521-1555).
Henry II of France recognized the need for France to maintain an
Ottoman alliance against Charles V, the Hapsburg Holy Roman emperor.
The French alliance was the cornerstone of Ottoman policy on Europe,
buttressed by the natural alliance with the Schmalkalden League of the
German Protestant princes fighting to gain political independence from
the Holy Roman Empire with the help of theological divergence. At the
instigation of the French, Suleyman urged the German princes to
cooperate with France against the pope and the emperor. He also assured
them of amnesty from Ottoman conquest. Ottoman pressure during the
three decades between 1521 and 1555 forced the Hapsburgs to grant
concessions to the Protestants and was a factor in the eventual
official recognition, if not tolerance, of Protestantism within the
Holy Roman Empire. In the 16th century, the Ottoman sultan claimed
titular sovereignty over Venice, Poland and the Hapsburg Empire, on the
fact that they were all tribute-paying states, and even over France
when Francis I requested Ottoman aid and formed the Ottoman alliance.
What Suleyman did not realize was that in opposing an expanding
Catholic threat, he unwittingly encouraged a new one, more dangerous
and deadly, in the form of Protestantism and capitalistic imperialism.
Far from promoting innate expansionism, Suleyman was in actuality
responding defensively to an aggressively expanding Europe in the 16th
century. Like many other non-Europeans, Suleyman understood the
consequences of European expansion and saw Christian Europe as the
principal threat to Islam and the Islamic world, which was beginning to
shrink under this expansion. Portugal had invaded several Muslim cities
in East Africa in order to dominate trade with India. Russia, which the
Ottomans regarded as European, was pushing Central Asians southward
when the Russian expansion began in the 16th century.
With a defensive strategy of counter-invasion against and
destabilization of expansionist Europe, Suleyman pursued a policy of
helping any Muslim country threatened by European/Christian expansion.
It was the forerunner of the Truman Doctrine to contain global
communist expansion after World War II. This predestination role gave
Suleyman the right, in the eyes of the Ottomans, to declare himself the
supreme caliph of Islam. As the only effective leader successfully
protecting Islam from the expansionist infidels, the protector of Islam
must be the ruler of the whole Islamic world, the counterpart of the
Holy Roman emperor as the Defender of the Faith for Catholicism. So the
clash of civilizations began long before the recent observations of
Samuel Huntington.
The expansion of European power and Christianity in the 16th century
explained Suleyman's reactive conquest of European territories. By
extension, Suleyman as universal caliph of Islam saw as his divine duty
to promote the integrity of the faith by rooting out heresy and
heterodoxy. His annexation of Islamic territory, such as Arabia, was
justified by asserting that the ruling dynasties had abandoned orthodox
belief and practice. Each of these annexations was supported by a
religious judgment from Islamic scholars as to the orthodoxy of the
ruling dynasty.
Suleyman undertook to make Istanbul the center of Islamic civilization.
He began a series of building projects, including bridges, mosques and
palaces, that rivaled the greatest building projects of the world of
his time. One of the world's great architects, Sinan, designed mosques
that are considered the greatest architectural triumphs of Islam.
Suleyman was a great sponsor of the arts and considered one of the
great poets of Islam. Under Suleyman, Istanbul became the center of the
visual arts, music, literature, and philosophy in the Islamic world.
This cultural flowering during the reign of Suleyman represents the
most creative period in Ottoman history; almost all the cultural forms
that history associates with the Ottomans date from this time.
During the century after the Peace of Westphalia of 1648, two
developments of far-reaching importance for the modern world took place
in Central and Eastern Europe. The first was the rise of German
nationalism in the east, resuming the Drang nach Osten (drive
to the east). The second was the participation of Russia in the affairs
of Europe. The commercial revolution widened the extended markets,
which in the west gave rise to the bourgeoisie to exploit labor
systematically, and in the east correspondingly strengthened
traditional feudal institutions of labor subjugation, such as serfdom.
The three new expanding states of Russia, Austria-Hungary and Prussia
inevitably encroached on the three older states: the Holy Roman Empire,
which Voltaire ridiculed as neither holy, Roman, nor empire; Poland;
and the Ottoman Dominion. Poland was a vast kingdom that extended from
east of Berlin to west of Moscow and from the Baltic Sea to the Black
Sea.
The differences of the three old states did not exempt them from
similar fates of imperialist partition. The rising Western European
powers promoted the concept of ethnic nationalism against the titular
central authority of the older universal states. Issues of national
minorities were twisted to appear as issues national self-determination
for the benefit of Western imperialism.
From the beginning of history, size has always been a structural
advantage in a competitive environment. "Balkanization" became a word
to mean separatist pressure against a large state to break it into
small dissenting minor states ripe for new domination by other powers.
A balkanization of the former Soviet Union took place on December 26,
1991, that created 15 new nations dominated by the capitalistic West.
Yugoslavia was balkanized into seven new nations between 1991 and 1994
that required North Atlantic Treaty Organization intervention to keep
peace as the West saw fit.
With all their other differences, the three older universal states had
one common characteristic. Each in its own way had an elective
structure to yield a central authority over a political realm of
diverse ethnic, cultural and religious complexity. The Holy Roman
Empire had no standing army after the Peace of Westphalia, having been
devastated by the Thirty Years' War and weakened by the tradition of
"German liberties" embedded in provincial state sovereignty claimed by
more than 300 small German states. The electors at each election
required the Holy Roman emperor to accept capitulations to safeguard
the feudal rights of the states and religious autonomy. Like the
Ottoman Dominion, absolutism in the Holy Roman Empire was decentralized
to the local rulers, who did not in turn empower their subjects. The
failure of the supreme sovereign to protect the people caused a
weakening of popular loyalty to the emperor in the case of the Holy
Roman Empire, as it was to the sultan in the case of the Ottoman
Dominion.
Poland, like the Holy Roman Empire, did not develop a central authority
along absolutist lines, because of the tradition of "Polish liberties"
enjoyed by the Polish aristocrats, or szlachta, who elected the
Polish king. The elective process was even a target of foreign
intrigue. Like the Holy Roman Empire, Poland became a political vacuum
under stress from centers of high political pressure around Berlin and
Moscow.
The Ottoman Dominion was larger than the other two older states and
more solidly organized. The Ottoman sultan had a standing army long
before any European new monarchy had managed the same. Unlike the
Romans, who developed state law, the Ottoman relied on the Koran as the
source of Ottoman law. Non-Muslims within the dominion were left to
settle their disputes according to the own religious precepts and
remained largely outside Ottoman law, but not lawless. The Ottoman
weakness was its tolerance, as compared with the absolutism and
belligerent theocracy of the new European nation states, not Oriental
despotism, as Western historians wrongly claim. Modernity in its
distorted form had been polluted by political absolutism from its very
beginning.
The history of the world would have been very different had the Kingdom
of Poland in the 17th century held together, or the Ottoman Dominion
had successfully resisted partition. There would have been no Prussia
or Prussian influence in German unification, nor would Russia have
become a major Slavic power, nor would the Balkans and Middle East
today be fragmented into arenas of European rivalry to become the
powder kegs of another future World War in the 21st century. Universal
political dominion based on virtue was preempted as the model political
institution of modernity by 17th-century imperialist nation-states
built on absolutism in the form of new empires, modified subsequently
by representative democracy controlled by the propertied class who saw
the purpose of civilization as a continuous quest for more property
through the enslavement of the world's weak.
This celebration of barbarism as modernity has enslaved four-fifths of
the world population into centuries of protracted poverty, produced two
World Wars and countless local and regional conflicts, and turned the
scientific revolution into an arsenal of weapons of mass destruction
that continue to threaten the survival of the human race.
The 19th century was the final century of virtuous Ottomanism. The
principal historical factor in Ottoman decline was the hyper-aggressive
expansion of European imperialist powers that rose in the age of
nation-states that evolved naturally into the age of colonization.
At the beginning of the 17th century, the Ottoman Dominion was still
the most powerful universal state in the world outside of China, both
in wealth and power. The personal style of governance based on virtue
cultivated among the earlier sultans had gradually dissipated. In place
of sultanic governance, the bureaucracy ran the Islamic Dominion. Power
struggles among the various elements of the bureaucracy - the grand
vizier, the Diwan, or supreme court, and especially the
military, the Janissaries - led to frequent and volatile shifts of
political power.
Islamic historians point out that the growth of the bureaucracy and the
sultans' uninterest in performing their traditional roles of
personifying virtue led to corrupt and predatory local governments,
which in turn eroded popular support for the central authority. Western
historians point to internal decline in the Ottoman bureaucracy, along
with the increased military efficiency of European powers, as the
principal reasons for the decline of the Dominion.
A case can be made that Ottoman decline was caused by a lost of virtue
as a governing principle. Nevertheless, the decline of virtuous
Ottomanism was a gradual and protracted affair lasting more than two
centuries. The Ottoman Dominion itself existed nominally as a political
entity until World War I, after which it was partitioned out of
existence by imperialist European powers. Modernization and revival of
a new Ottomanism requires a rediscovery of political virtue, rather
than copying the warped model of the imperialistic West.
The process of selecting leaders has plagued all forms of government.
Ottomanism believed that the sultan was selected primarily through
divine kut, a Turkish word meaning "favor". All members of the
ruling family had equal claim to the throne. This regal democracy led
to the Ottoman practice of royal fratricide to prevent rebellion or
rival claims to the throne. Whereas the West labeled this practice as
cruel and barbaric, the Ottomans viewed it as a supreme sacrifice
required of the ruling family to sustain stability and legitimacy.
In the late 16th century, the Ottoman sultans abandoned this practice
of extreme prejudice in favor of primogeniture, possibly because of
Western influence. Still skeptical of fraternal loyalty, the brothers
of the sultan and the heirs to the throne were locked away in isolation
in the palace harem. Some went mad from solitary confinement, but most
simply became fat and indolent, addicted to alcohol, drugs, gluttony,
sex and aimless leisure. All of them made bad sultans, completely
disengaged from governance by virtue. In fact, internecine palace
politics, manipulated by foreign interests, often selected new sultans
on the basis on their uninterest in government. Instead of Westernizing
their succession practice, the Ottomans should have sought their own
path of political modernization. In addition, the sultans abandoned the
earlier practice of training their heirs to assume the sultanate by
providing them with education and leadership training and having them
serve in government and the military to gain understanding and
experience as effective rulers.
This departure from the vigor of a virtuous sultanate was the prime
cause of Ottoman decline, not the sultanate form of government itself
as Western historians claimed. It happened also to the absolutist kings
of France after Louis XIV, who built Versailles to keep the French
royalty and aristocrats in luxury and out of politics. The popular
election of leaders, which often yields leaders of political expediency
devoid of long-range vision, is also be one of the key weaknesses of
the Western democracies.
As a result of the disintegration of the institution of the virtuous
sultanate, power went to the Janissaries, the military arm of the
government. Throughout the 17th century, the Janissaries slowly took
over top military and administrative posts in the government and passed
these offices on to their sons, mainly through bribery. Because of this
corrupt practice, Ottoman government soon began to be administered by a
military feudal class that had little military leadership skills. Under
early Ottomanism, position in the government was determined solely
through merit. After the 16th century, positions in government were
largely hereditary. The quality of the political leadership, the
bureaucracy and the military staff declined precipitously.
Muhammad Kuprili (1570-1661), as grand vizier, halted the general
decline of Ottoman government by rooting out corruption in the imperial
government and returned to the traditional Ottoman practice of closely
supervising local governments and rooting out local injustice. He also
tried to revive the Ottoman universalist practice of protecting Muslim
countries from European expansion. This new defensive policy, without
the support of an effective military, led to a steady stream of Ottoman
military defeats by European powers, which steadily contracted the
dominion.
A revived Ottoman threat had produced a coalition of European forces.
The Ottomans were forced to accept a 20-year peace in 1664. In 1683,
urged on by French instigation, the Ottoman army put Vienna under
siege, but was defeated by an alliance of European forces with heavy
artillery. King John III of Poland personally led a large army to
relieve Vienna and saved Europe from the incalculable consequence of a
Turkish foothold in Germany. It was the last victory of Poland before
its own partition engineered by the same Austria that the Polish king
had saved, with the participation of Prussia and Russia.
During a general withdrawal, the Ottomans had to face a broad
counter-offensive composed of forces of the Vatican, Poland, Russia and
Venice, joined by the Hapsburgs. It was in this war during the battle
between the Venetians and the Turks that the Parthenon in Athens, which
had survived intact for 2,000 years, was blown apart as an ammunition
dump. While this defeat initiated a long peace between the Ottomans and
the Europeans, it also in effect began the steady deterioration of
Ottoman control over European territories.
In 1699, the Ottomans were forced to accept the Peace of Karlowitz,
which handed over to Austria the provinces of Hungary and Transylvania,
leaving only Macedonia and the Balkans under Ottoman control. But the
Balkans had begun to destabilize after the Ottoman defeat of 1683. In
the 18th century, the Ottomans fought a series of defensive wars
against European powers. Between 1714 and 1718, they fought against the
small city-state of Venice; between 1736 and 1739, they fought against
Austria and Russia in order to stop the expansion of these powers into
Muslim territories. The Russians in particular continued to expand
aggressively into Muslim territories in Central Asia; these small
Muslim states had no place to turn to except to the Ottomans. War with
Russia, in fact, dominated the Ottoman scene from much of the 18th
century; the two states clashed between 1768 and 1774, and again
between 1787 and 1792. In all these wars of the 18th century, there
were no clear victors or losers.
European historians tend to view Ottoman decline mainly from the
perspective of defeat in wars with Europe. While these wars were
significant milestones, Ottoman decline resulted more from economic
imperialism that began in the 18th century that led to such defeats in
war. Two overwhelming underlying aspects of this decline have also been
put forth: meteoric population increase and the failure to
industrialize. Yet both of these developments were the results rather
than the causes of Ottoman decline.
The 17th and 18th centuries were periods of prosperity in the Ottoman
Dominion. As a result, the population of the dominion doubled, which
normally would have increased Ottoman power. However, the economic
resources of the dominion did not grow with the population increase
because of European economic infringement in the form of mercantile
imperialism. This eventually led to a massive drain of wealth out of
the dominion, causing endemic unemployment and even periodic famine.
The wealth of the Ottomans had largely been due to their strategic
presence on trade routes. The Dominion stood astride the crossroads of
all the continents and subcontinents: Africa, Asia, India, and Europe.
However, European expansion created new trade routes that skirted
Ottoman territories. Because the state collected tariffs on all goods
passing through the dominion, the economy and the central government
lost vast amounts of revenue to new trade routes. What tariffs remained
were collected by Europeans who took control of Ottoman customs for the
benefit of European economies.
In addition, the Ottomans did not industrialize as the Europeans did in
the 18th century. Industrialization principally involved an overhaul of
labor practices through the private control of capital and its
formation, which accompanied the rise of the bourgeoisie. The Ottoman
state, politically a loose dominion and economically based on
agriculture and trade, retained centuries-old feudal labor practices,
in which production was concentrated in farming and among craft guilds.
Manufacturing did not become a major sector of the Ottoman economy for
complex reasons, not the least of which were the reliance on trade flow
of goods produced outside the dominion and a shortage of domestic
capital needed for industrialization. The shortage of capital was cause
by the outflow of wealth through Western imperialism. Increasingly, the
economic relationships between the Ottomans and the Europeans evolved
into one of imperialistic exploitation, with Europeans buying raw
materials at low prices from the Ottomans as part of the privileges
granted by "capitulations", and shipping back finished products
manufactured in industrialized Europe at great profit, destroying the
Ottoman craft industries in the late 18th and early 19th centuries. By
the time the Ottomans realized this trade disadvantage, European
imperialism was too entrenched to permit belated industrialization in
the Ottoman Dominion.
Against the mercantilist policies of the European powers, Ottoman
officials clung to an open-free-market policy, the main concern being
to provide the home market with an abundant supply of imported
commodities and luxuries. The Ottomans mistook mercantilist imports
from Europe as tributes that they had traditionally enjoyed for
centuries from other nations. Ottoman elites became compradors for
foreign interests rather than national industrialists. Unable to
formulate a comprehensive protectionist policy for the entire dominion
because of its local autonomous structure, the Ottoman sultans allowed
the European powers gradually to take control of trade within the
Ottoman realm by playing one locality against another, in a race toward
the bottom, in much the same way neo-liberalism plays one emerging
economy against another today, putting them in the position of
competing for the privilege of being exploited at a lower cost.
The character of the "capitulation" tariff concessions originally
granted to France by Suleyman as part of his balance-of-power strategy
three centuries earlier gradually changed to reduce the Ottoman economy
to a dependency of European masters. These treaties of capitulation
robbed the Ottomans of their economic independence. With the loss of
control of its custom tariffs, the Ottoman Dominion was unable to
protect its economy from European mercantilism. Wealth flowed from the
Ottoman region into Europe, depriving the local formation of capital
needed for industrialization and fueled further advances in European
industrialization. European investment and loans in the Ottoman
Dominion went only to enterprises that reinforced foreign domination
and further reduced the Ottoman state to total financial dependency.
The Ottoman Bank, founded in 1856 as a state bank, fell into the total
control by English and French capital. Public work and industrial
exploitation were financed by foreign capital with all profits flowing
abroad and funding only projects that furthered European control.
Ottoman history in the 19th century was dominated by European wars and
expansion. The Europeans scrambled for territory throughout the 19th
and early 20th centuries, some of which was European territory through
inter-European rivalry, but the bulk of which was increasingly outside
Western Europe. History had never seen such rapid and frenetic
annexation of territory as in the 19th and early 20th centuries by the
Western Europeans. A new attitude emerged through the acquisition of
non-Western territory in what historians call the New Imperialism, in
which the newly subjugated peoples were not absorbed as equals but were
considered inferior, notwithstanding their ancient culture and history.
The result for the Ottomans was not only the loss of dominion territory
and, finally, the demise of the Ottoman dynasty itself, but also an
imposed arrest of further development of Ottomanism and its
civilization and set it along a path of inevitable decline.
Throughout the non-Western world, anything non-Western was by
definition considered by Western cultural hegemony as backward and not
modern. Reform and modernization movements in most non-Western systems
were conditioned to accept erroneously as a prerequisite to
modernization the wholesale rejection of local indigenous culture and
tradition, throwing out the timeless good with the obsolete.
Modernization was abducted by Western cultural imperialism as
Westernization.
But since Westernization is unnatural and inhibiting to indigenous
creativeness for non-Westerners, whose instinctive indigenous thought
processes and creativeness are systematically and categorically
dismissed by Western cultural hegemony, modernization has condemned the
non-Western world to centuries of cultural stagnation and de facto
inferiority as measured against artificial Western standards. Learned
discourses increasingly are conducted only in European languages,
making non-Western concepts obscure and difficult to articulate. This
was most evident in the two highly sophisticated and cultured living
civilizations - the Ottoman/Arab and the Chinese, both of which fell
victim to Western political, economic and cultural imperialism at about
the same time. Even the culture of ancient Greece was abducted by the
West from the Arabs, through whose scholarly translations the West had
rediscovered the Greek classics.
Non-Western nationalism was promoted by the Western European new
monarchies as a tool to weaken and break up ancient superstates, from
the Holy Roman Empire to the Ottoman Dominion to China, not for
creating new powerful non-Western states against Western imperialism.
Early-20th-century nationalist leaders in both China and Turkey, and in
fact the world over, in focusing on political struggles against Western
imperialism, unwittingly allowed themselves to be victimized by Western
cultural hegemony. They made the serious error of confusing modernity
with Westernization, an error from which their successors are not
entirely free even today. These nationalist leaders by and large
accepted the proposition that the way to resist Western oppression was
to out-Western the Westerners, thus setting themselves in a no-win
game, and played directly into the hands of the hegemonic West.
Next: Imperialism
and Fragmentation
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